| TYPE OF COURSE UNIT | Compulsory Course |
| LEVEL OF COURSE UNIT | Bachelor's Degree |
| YEAR OF STUDY | 3 |
| SEMESTER | Sixth Term (Spring) |
| NUMBER OF ECTS CREDITS ALLOCATED | 5 |
| NAME OF LECTURER(S) | Professor Şenol Babuşçu
|
| LEARNING OUTCOMES OF THE COURSE UNIT |
At the end of this course, the students;
1) Know the importance and role of capital markets in economy
2) Know the capital markets
3) Know the capital market institutions
4) Know the capital market instruments
5) Know the SPK and regulations
6) Learn the IMKB and its functions
|
| MODE OF DELIVERY | Face to face |
| PRE-REQUISITES OF THE COURSE | No |
| RECOMMENDED OPTIONAL PROGRAMME COMPONENT | None. |
| COURSE DEFINITION | Capital markets and their fundamental properties, capital market instruments, importance of capital as a factor of production in free market economy, The Stock-Exchange Market in Turkey, valuation of stocks will be introduced. |
| COURSE CONTENTS | | WEEK | TOPICS |
|---|
| 1st Week | Principles Regarding Investment Services and Activities | | 2nd Week | Principles Regarding Ancillary Services | | 3rd Week | Establishment and Operating Principles of Investment Firms | | 4th Week | Documentation and Registration Order of Investment Institutions | | 5th Week | Margin Buying, Short Selling and Borrowing and Lending Transactions of Capital Market Instruments | | 6th Week | Share Based Crowdfunding | | 7th Week | Midterm | | 8th Week | General Concepts of Clearing, Custody and Operations | | 9th Week | Clearing, Storage and Dematerialization Arrangements | | 10th Week | Transfer, Clearing and Default Transactions of Shares on BIST | | 11th Week | Transfer, Clearing and Default Transactions of Debt Instruments in BIST | | 12th Week | Settlement, Settlement and Physical Delivery of Derivative Instruments | | 13th Week | Takasbank Collateral Management | | 14th Week | BIST Current Applications |
|
| RECOMENDED OR REQUIRED READING | SPL Lisanslama Sınavlarına Hazırlık- Yatırım Kuruluşları (Prof. Dr. Şenol BABUŞCU, Prof. Dr. Adalet HAZAR)
SPL Lisanslama Sınavlarına Hazırlık- Taka ve Operasyon İşlemleri (Prof. Dr. Şenol BABUŞCU, Prof. Dr. Adalet HAZAR) |
| PLANNED LEARNING ACTIVITIES AND TEACHING METHODS | Lecture,Case Study,Presentation |
| ASSESSMENT METHODS AND CRITERIA | | | Quantity | Percentage(%) |
|---|
| Mid-term | 1 | 30 | | Presentation of Case Study | 1 | 10 | | Total(%) | | 40 | | Contribution of In-term Studies to Overall Grade(%) | | 40 | | Contribution of Final Examination to Overall Grade(%) | | 60 | | Total(%) | | 100 |
|
| ECTS WORKLOAD |
| Activities |
Number |
Hours |
Workload |
| Midterm exam | 1 | 1 | 1 | | Preparation for Quiz | | | | | Individual or group work | 12 | 3 | 36 | | Preparation for Final exam | 1 | 30 | 30 | | Course hours | 14 | 3 | 42 | | Preparation for Midterm exam | 1 | 25 | 25 | | Laboratory (including preparation) | | | | | Final exam | 1 | 1 | 1 | | Homework | | | | | Presentation (including preperation) | 1 | 10 | 10 | | Total Workload | | | 145 |
|---|
| Total Workload / 30 | | | 4,83 |
|---|
| ECTS Credits of the Course | | | 5 |
|---|
|
| LANGUAGE OF INSTRUCTION | Turkish |
| WORK PLACEMENT(S) | No |
| | |
